【問題】SFC regulated activities ?推薦回答
關於「SFC regulated activities」標籤,搜尋引擎有相關的訊息討論:
Do you need a licence or registration? - SFC。
2019年2月11日 · Types of regulated activity · Type 1 Dealing in securities · Type 2 Dealing in futures contracts · Type 3 Leveraged foreign exchange trading · Type ...: 。
[PDF] Licensing Handbook - SFC。
regulated activity without the required licence or registration. 4. The SFC maintains a register of licensed corporations, licensed representatives,.: 。
Enforcement news | Securities & Futures Commission of Hong Kong。
SFC reprimands and fines Mason Securities Limited $3.6 million for breaches of anti-money laundering regulatory requirements. 2 Dec 2021. POON Chun Hing.: 。
Alert List | Securities & Futures Commission of Hong Kong - SFC。
Taiwan Options and Futures Exchange, Fake regulators and/or market operators, 22 May 2013. Takahashi Nakamura Associates, Unlicensed entities, 10 Jul 2009.: 。
All news | Securities & Futures Commission of Hong Kong - SFC。
Events ; 15 Dec 2021, SFC reprimands and fines Mason Securities Limited $3.6 million for breaches of anti-money laundering regulatory requirements ; 10 Dec 2021 ...: 。
Ongoing obligations | Securities & Futures Commission of Hong Kong。
2021年7月14日 · In any event, if you intend to cease to carry on any regulated activities, you should notify the SFC as mentioned below, and should also ...: 。
Register of licensees & registered institutions - SFC。
Please select: Search by name or CE number · Search by regulated activity. Updates to the Public Register in November 2021: Additions of licensed persons ...: 。
List of publicly offered investment products - SFC。
Investment products' offering documents that have been authorised by the SFC for issuance under the Securities and Futures Ordinance (SFO) or for registration ...: 。
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Please check the recent activity section below for links to new and updated … ... Brian Creech, of Petersburg, Illinois, U. The SFC provides professional ...。
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常見SFC regulated activities問答
延伸文章資訊Promoting advancement of financial industry and ensuring stability of ... Financial institutions ...
When it is about institutional finance to entrepreneurs , State Level ... a Joint State Financial...
financial institutions, commercial banks extend working capital. In the recent past, ... operatin...
authorized financial institutions (“AIs”) carrying on regulated activities in Hong Kong must be r...
SFC Bank is a local full-service bank which strives to have a positive impact through volunteeris...
... way forward to advance Hong Kong's green and sustainable finance development ... Licensee sea...
Public register of licensed persons and registered institutions. This register lists all licensee...
Promoting advancement of financial industry and ensuring stability of ... Financial institutions ...
When it is about institutional finance to entrepreneurs , State Level ... a Joint State Financial...
financial institutions, commercial banks extend working capital. In the recent past, ... operatin...
authorized financial institutions (“AIs”) carrying on regulated activities in Hong Kong must be r...
SFC Bank is a local full-service bank which strives to have a positive impact through volunteeris...
... way forward to advance Hong Kong's green and sustainable finance development ... Licensee sea...
Public register of licensed persons and registered institutions. This register lists all licensee...